Customer Segregated Funds / Cleared Swaps Customer Accounts Customer Funds / BGC Partners / Customer Segregated Accounts Customer Funds / FCM / ICE Futures Europe / ABN AMRO Clearing Chicago LLC / ICE Futures US / ABN AMRO / ICE Clear Europe Limited / BGC FINANCIAL LP / Securities Investor Protection Corporation / BMO Harris Bank / I. General Information BGC Financial LP / /
Country
United States / /
Currency
USD / /
Event
Bankruptcy / Security Buyback / Reorganization / Force Majeure / Business Partnership / /
Facility
I. General Information BGC Financial LP One Seaport Plaza / One Seaport Plaza / / /
IndustryTerm
foreign brokers / foreign broker / bank accounts / foreign bank / communications services / bank / data processing systems / possible other intervening foreign brokers / /
Organization
Commodity Futures Trading Commission / National Futures Association / U.S. government / Futures Industry Association / Background Affiliation Status Information Center / NFA’s Background Affiliation Status Information Center / United States government / NFA’s BASIC / Federal Deposit Insurance Corporation / Division of Enforcement / US Treasury / /
Person
DOUGLAS R BARNARD / BARNARD GARY NEIL DISTELL STEPHEN MERKEL MICHAEL / JEAN PIERRE AUBIN DOUGLAS / THOMAS JOSEPH ANZALONE JEAN PIERRE AUBIN / LOUIS JAMES SCOTTO MICHAEL CARL SULFARO II / STEPHEN MERKEL MICHAEL ANTHONY RIFFICE / MICHAEL ANTHONY RIFFICE LOUIS JAMES SCOTTO / / /
Position
failed foreign broker / Managing Director Financial Officer Assistant General Counsel General Counsel Futures / broker / trustee / which may delay their return / registered broker-dealer / trustee / General / Officer / foreign broker / administrator / Executive Managing Director Chief Financial Officer Assistant General Counsel General Counsel Futures / Chief Executive Officer Chief / /
BGC FINANCIAL LP CFTC RULE 1.55(k) FIRM SPECIFIC DISCLOSURE STATEMENT The Commodity Futures Trading Commission (“CFTC”) requires each futures commission merchant (“FCM”), including BGC Financial LP (“BGCF” or