Boston / Washington / D.C. / Report / Cleveland / Broadway / /
Company
American Stock Exchange LLC / Stock Exchange Inc. / New York Stock Exchange Inc. / The SIPC Fund / MJK Clearing Inc. / NEBS Financial Services Inc. / THOMAS W. GRANT / Chicago Stock Exchange Incorporated / Securities Dealers Inc. / Public Finance Manager Estrada Hinojosa & Company Inc. / Pacific Stock Exchange Inc. / Charles Schwab & Co. Inc. / Chicago Board Options Exchange Incorporated / Annual Report SECURITIES / Securities Investor Protection Corporation / Philadelphia Stock Exchange Inc. / Date Trustee Appointed Member Nationwide Securities Corporation / STEPHEN P. HARBECK / /
Country
United States / /
Currency
USD / /
Event
Reorganization / Bankruptcy / /
IndustryTerm
investment advisory services / insurance company separate accounts / insurance / solvent brokerage / margin lender / /
NaturalFeature
Fund falls / /
Organization
OR PRO / SIPC Fund / U.S. Government / Securities Industry Association / United States Department of the Treasury / Senate / United States Government / Congress / IN V / federal government / Federal Reserve Board / Research and Statistics Board of Governors of the Federal Reserve System OFFICERS / National Association of Securities Dealers / Securities and Exchange Commission / Federal District Court / /
Person
JOSEPHINE WANG / NOE HINOJOSA / JR. / Armando J. Bucelo / Jr. / Donald H. Messinger / Another / WAYNE A. ABERNATHY / DAVID J. STOCKTON / W. R. Timken / Jr. / Gaithersburg / /
Position
Chairman and the Vice Chairman / Chairman and Vice Chairman / Director / Division / trustee / his counsel / Vice Chairman / President / broker / Secretary of the Treasury / trustee / Assistant Secretary for Financial Institutions / General Counsel & Secretary PHILIP W. CARDUCK Vice President / President of the United States subject / Jr. Chairman / trustee for the liquidation / President / Schwab Institutional / Chairman / director / Company Chairman of the Board / Jr. Vice Chairman / dealer / failed broker-dealer / The Honorable William H. Donaldson Chairman / /
2004 Annual Report SECURITIES IN V ES T OR PRO TEC TION