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Microsoft Word - SIFMA.follow.up.antifraud.cmt.letter.doc
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Document Date: 2011-07-11 12:48:48

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File Size: 184,49 KB

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City

Washington / D.C. / New York / Interim Settlement / /

Company

Prudential / MNPI / CDS / trading on MNPI / /

Country

United States / /

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Event

Dividend Issuance / M&A / Reorganization / Company Stock Split / /

IndustryTerm

http /

Organization

SEC Division of Corporation Finance / Financial Markets Association / Securities Industry and Financial Markets Association / SBS party / Securities and Exchange Commission / /

Person

Kenneth E. Bentsen / Jr. / Robert Cook / /

/

Position

Supervisor / Jr. Executive Vice President Public Policy / Murphy Secretary / Director / Division of Trading and Markets Jamie Brigagliano / Deputy Director / Division of Trading and Markets Josephine Tao / regional member / dealer / Deputy Director / Division of Trading and Markets Josephine Tao / Assistant Director / Division of Trading and Markets / /

Technology

2009 ISDA protocols / /

URL

www.sifma.org / http /

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