SR-22 - PDFSEARCH.IO - Document Search Engine

SR-22
Results: 318

#	Item
181	SR-MIAX[removed]Page 21 of 22 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-11 11:01:21 United States securities law 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
182	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]October 22, 2013 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-23 09:08:46 Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Investment banking Finance United States securities law Financial regulation Financial economics
183	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-PCX[removed]November 22, 2004 Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-23 10:00:05 Law Securities Exchange Act Just cause Registered Investment Advisor Financial services Arbitration in the United States United States securities law Arbitral tribunal Arbitration
184	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]December 22, 2008 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-24 10:15:09 Securities Exchange Act Financial regulation International Securities Exchange U.S. Securities and Exchange Commission Securities and Exchange Commission Government United States Securities regulation in the United States Form 144 United States securities law 73rd United States Congress United States Securities and Exchange Commission
185	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]July 22, 2004 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Se Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-27 10:29:19 Financial system International Securities Exchange Investment United States securities law Options Price Reporting Authority Futures contract Securities Exchange Act Short Option Financial economics Finance Financial markets
186	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 22, 2010 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-23 17:05:43 Self-regulatory organizations Securities Exchange Act Economy of the United States Philadelphia Stock Exchange U.S. Securities and Exchange Commission Financial regulation United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
187	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]July 22, 2004 Options Price Reporting Authority; Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sal Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-26 07:23:44 National market system plan Financial system Finance Securities Exchange Act U.S. Securities and Exchange Commission Financial markets Financial economics Options Price Reporting Authority
188	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSCC[removed]May 22, 2013 Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing Amendment No. 1 and Designation o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-23 10:01:38 Finance 73rd United States Congress United States Securities and Exchange Commission United States securities law Securities Exchange Act ACT Depository Trust & Clearing Corporation Public comment Financial economics Financial system United States administrative law
189	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]July 22, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the American Stock Exchange LLC Relating to the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-22 12:01:00 Economy of the United States Business Corporations law Legal entities Financial Industry Regulatory Authority Securities Exchange Act American Stock Exchange Corporation United States securities law Self-regulatory organizations Law
190	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]March 22, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:17:32 Order Financial economics Investment Securities Exchange Act Finance Financial markets United States Securities and Exchange Commission Stock market Regulation NMS

UPDATE