SR-22

Results: 318



#Item
191Mortgage-backed security / Finance / Financial economics / Structured finance / Mortgage loan / Securities Exchange Act / Freddie Mac / Fannie Mae / United States housing bubble / Mortgage industry of the United States / Economy of the United States

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]November 22, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change to

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-11-22 14:21:57
192Financial economics / Financial system / Municipal Securities Rulemaking Board / Security / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Exchange Act / ACT / Repurchase agreement / Self-regulatory organizations / United States securities law / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]June 22, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relat

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-06-22 18:04:31
193United States Securities and Exchange Commission / Financial markets / Financial economics / 73rd United States Congress / Securities Exchange Act / NASDAQ / Philadelphia Stock Exchange / Market maker / Investment / Economy of the United States / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]April 22, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-04-23 12:10:31
194Clearing house / Credit default swap / Securities / Futures contract / Derivative / Clearing / Federal Reserve System / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICEEU[removed]March 22, 2013 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing Proposed Rule Changes Regarding Central Counte

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-03-25 11:16:32
195Investment / Repurchase agreement / Security / First Issues Collectors Club / Securities Exchange Act / Settlement / Financial economics / Finance / Securities

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 22, 2006 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to As

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-09-26 16:16:54
196Fingerprints / Business / Financial Industry Regulatory Authority / Economy of the United States / Fee / Chicago Stock Exchange / General Securities Representative Exam / Termination fee / Security / United States securities law / Self-regulatory organizations / Biometrics

SR-CHX[removed] – Amendment No. 2 Page 22 of 24 Exhibit 5 Additions are underlined; deleted text is [in brackets]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-01-15 15:33:40
197Sales promotion / Rebate

SR-Phlx[removed]Page 21 of 22 Exhibit 5 New text is underlined; deleted text is in brackets.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-12-04 08:39:29
198Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Self-regulatory organization / Financial system / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]November 22, 2010 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-11-23 10:27:20
199Fee / Order / Business / Financial economics / Investment / Rebate / Sales promotion / Stock market

SR-MIAX[removed]Page 22 of 23 Exhibit 5 New text is underlined;

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-07-09 19:21:08
200United States housing bubble / United States securities law / Securities / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities Exchange Act / U.S. Securities and Exchange Commission / Fannie Mae / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 22, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Amending the M

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-05-01 11:25:47
UPDATE