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Santander Brasil / Santander /  Cantabria / Santander UK / Abbey National / Cantabria / Short / Santander Group / Geography of Spain / Spain


No-Action Letter: Banco Santander, S.A.
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Document Date: 2014-09-19 11:14:38


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File Size: 2,91 MB

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City

Madrid / Washington / D.C. / Bilbao / Barcelona / Valencia / New York / Beijing / /

Company

Santander Pensiones S.A. / The Santander Spain / SAM S.G.I.I.C. S.A. / Banco Santander International / BZ WBK Towarzystwo Funduszy Inwestycyjnych S.A. / Banco Santander S.A. / Kronfeld Davis Polk & Wardwell LLP / MEFF Renta Variable S.A. / Santander Spain of Santander Brasil / Banco Santander (Suisse) S.A. / Pereda Gestión S.A. / See Banco Santander Central Hispano S.A. / Santander Private Banking SpA / Derivatives Market Participants / Optimal Alternative Investment S.A. S.G.I.I.C. / Santander Asset Management S.A. S.G.I.I.C. / Optimal Investment Services S.A. / Both Santander Securities LLC / Banco Santander Totta / Banco Santander (México) S.A. / Banco Santander (Brasil) S.A. / BZ WBK Asset Management S.A. / Casa de Bolsa Santander S.A. de C.V. / Santander Brasil Gestao de Recursos Ltda. / U.S. Brokerage Units / Banco Santander Bahamas International Ltd. / Non-U.S. Brokerage Units / Santander Brasil Asset Management DTVM Ltda. / Santander UK / Gestión Santander S.A. de C.V. / Abbey National Treasury Services / Units / Santander Investment Securities Inc. / Cavalsa Gestión S.A. / Santander Rio Sociedad de Bolsa S.A. / Santander Asset Management S.A. / Banesto Banca Privada Gestión S.A. S.G.I.I.C. / Santander Asset Management LLC / The Insurance Company / Administradora General de Fondos / Managed Funds / Asset Managers / Fondos Comunes de Inversión SA. / Fundos de Pensôes S.A. / Santander Investment Bolsa S.V. S.A. / Santander Agente de Valores Limitada / Valores Mobiliarios S.A. / Fundos de Investimento Mobiliário S.A. / Bank of Ireland / Santander Asset Management Luxembourg S.A. / Compañía Aseguradora S.A. / Santander Carteras S.A. S.G.C. / Santander S.A. / Santander Securities LLC / Santander Asset Management UK Limited / Grupo Financiero Santander México / Santander ISA Managers Ltd. / /

Country

Switzerland / Puerto Rico / Bahamas / Brazil / Portugal / United Kingdom / Germany / Italy / Mexico / Chile / Poland / United States / Argentina / Luxembourg / Spain / /

Currency

USD / EUR / /

/

Event

M&A / Product Recall / Product Issues / /

IndustryTerm

subsidiary / owned subsidiary / structured products / applicable local law / exception ofthe unsolicited brokerage / bank / short term management / investment advice / market maker / /

MarketIndex

IBEX 35 / /

Organization

Securities and Exchange Commission / Spanish Brokerage Unit / Division of Trading and Markets / Department of the Treasury / Josephine J. Tao Assistant Director Division of Trading / Commission's Division of Trading / /

Person

Nicholas A. Kronfeld / ASH I NGTON / Paulo London Paris Madrid Tokyo / Josephine J. Tao / /

/

Position

broker / Asset Manager / counsel / of6 Manager / Puerto Rico Asset Manager / Governor / Assistant Director / /

Product

significant market maker / /

ProgrammingLanguage

DC / /

ProvinceOrState

New York / Delaware / /

TVStation

KETS / /

Technology

Dom / /

SocialTag