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United States Securities and Exchange Commission / Financial economics / Finance / 76th United States Congress / Investment Advisers Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities Act / Securities regulation in the United States / United States securities law / Financial regulation / 73rd United States Congress


Initial Decision: Toby G. Scammell
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Document Date: 2013-11-07 17:28:41


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File Size: 48,36 KB

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Company

Marvel Entertainment Inc. / See Richard C. Spangler Inc. / Madrone Advisers LLC / Madrone Advisors LLC / Scammell / the Walt Disney Company / Arthur Lipper Corp. / Madrone Capital Partners LLC / /

Currency

USD / /

Event

Funding / M&A / Judicial Event / /

Organization

Internal Revenue Service / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / UN Court / US Federal Reserve / Division of Enforcement / Securities and Exchange Commission / /

Person

John Francis / Don Warner Reinhard / Richard J. Puccio / Carol Fox Foelak / Charlene Koski / Jeffrey L. Gibson / TOBY G. SCAMMELL / Gary M. Kornman / David Netzer Korem / David J. Van Havermaat / Teri M. Melson / Benjamin Levy Sec / Toby G. Scammell (Scammell) / Ahmed Mohamed Soliman / Alfred Clay Ludlum / III / Julius Shiva / John W. Lawton / Thomas A. Patterson / Leo P. Cunningham / TOBY G. SCAMMELL IS BARRED / Bruce Paul / Johnny Clifton / Christopher A. Lowry / Marshall E. Melton / Robert Radano / Martin B. Sloate / /

Position

Official Notice Official / imposing broker-dealer / investment adviser / municipal securities dealer / dealer / investment adviser / investment adviser / broker / dealer / municipal securities dealer / municipal advisor / private adviser / adviser / /

Product

Franklin / /

ProvinceOrState

California / /

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