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Schapiro
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#	Item
101	May 10, 2010 The Honorable Mary L. Schapiro, SEC Chairman SEC Investor Advisory Committee Members c/o Elizabeth M. Murphy Federal Advisory Committee Management Officer U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-11 10:03:29 United States corporate law Ethics Management United States securities law Business ethics Global Reporting Initiative Regulation S-K Sarbanes–Oxley Act International Financial Reporting Standards Business Auditing Corporate governance
102	SECHS/FINAL/no screens (Page 4) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2001-11-14 11:59:06 Business Financial economics Self-regulatory organizations Corporate crime U.S. Securities and Exchange Commission International Organization of Securities Commissions Financial Industry Regulatory Authority Joel Seligman Mary Schapiro Financial regulation United States securities law Financial system
103	Microsoft Word - NASAA letter to House Appropriations on SEC funding[removed]FINAL.docx Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:52:30 Investment Financial regulation North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Securities and Exchange Commission Mary Schapiro Securities fraud Financial economics United States securities law Finance
104	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-08-21 21:52:27 Financial economics North American Securities Administrators Association U.S. Securities and Exchange Commission Securities regulation in the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro Securities and Exchange Commission Securities fraud United States securities law Financial regulation Financial system
105	CENTER FOR CAPITAL MARKETS COMPETITIVENESS 1615 H STREET, NW DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-13 14:34:23 Law Management Business law Business organizations Corporate governance Proxy voting Glass Lewis U.S. Securities and Exchange Commission Mary Schapiro Business Corporations law Private law
106	Comment Letter on File No. S7-04-11 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-27 13:34:08 Investment Financial regulation Late-2000s financial crisis Accredited investor Madoff investment scandal Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro U.S. Securities and Exchange Commission Bernard Madoff Financial economics Finance Financial system
107	john Endean President American Business Conference Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-17 15:19:20 Management Corporate governance Private law Stock market Euronext New York Stock Exchange Mary Schapiro Stock exchange Board of directors Business NYSE Euronext Corporations law
108	Southeastern Asset Management, Inc. Statement to SEC‐CFTC Panel Regarding the Events of May 6, 2010 Tuesday, June 22, 2010 Washington, DC Chairman Schapiro, Chairman Gensler, Committee Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-22 10:51:02 Finance Stock market Short High-frequency trading Flash Crash Financial markets Financial economics Economics
109	Comment Letter on File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-04 16:21:42 Issuer Financial economics Government Financial system Form 20-F Corporate crime U.S. Securities and Exchange Commission Mary Schapiro
110	XT The Securities and Exchange Commission Mary L. Schapiro, Chairman Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-05-16 12:28:28 Christopher Cox U.S. Securities and Exchange Commission

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