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Schapiro
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#	Item
31	DISCIPLINARY ACTIONS Disciplinary Actions Reported For January NASD Regulation, Inc. (NASD Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-09 12:50:12 Financial economics Financial Industry Regulatory Authority Mary Schapiro Merrill Lynch U.S. Securities and Exchange Commission Registered representative Raymond James Financial Security World Group Securities United States securities law Business Investment
32	CAPITOL OFFICE: AGRICULTURE 1722 LONGWORTH HOUSE OFFICE BUILDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-19 09:32:40 Finance Stock market 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Presidency of Barack Obama Commodity Futures Trading Commission Mary Schapiro Derivative Financial economics Financial regulation Systemic risk
33	Microsoft Word - 71949617_1 Add to Reading List Source URL: documents.jdsupra.com Language: English - Date: 2013-07-08 04:50:02 Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Registered representative Securities Exchange Act Securities regulation in the United States Financial adviser United States securities law Financial economics Financial system
34	Microsoft Word - 71949617_1 Add to Reading List Source URL: www.jdsupra.com Language: English Business Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro Elisse B. Walter Registered representative Securities Exchange Act Securities regulation in the United States Financial adviser United States securities law Financial economics Financial system
35	RTF Document Add to Reading List Source URL: www.jdsupra.com Language: English Government Corporate crime U.S. Securities and Exchange Commission Robert Khuzami Late-2000s financial crisis Financial Industry Regulatory Authority Mary Schapiro Elisse B. Walter Securities Exchange Act United States securities law Financial regulation Law
36	One Million Americans Want Corporations to Reveal Political Spending Moyers & Company By John Light September 8, 2014 Add to Reading List Source URL: www.law.harvard.edu Language: English - Date: 2014-09-08 15:41:43 Corporations law Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Corporation Mary Schapiro Bill Moyers Christopher Cox Business Law Private law
37	Speech by SEC Chairman: "The Road to Investor Confidence" by Chairman Mary Schapiro U.S. Securities and Exchange Commission SIFMA Annual Conference Add to Reading List Source URL: events.sifma.org Language: English - Date: 2009-10-27 11:00:47 Financial regulation Short selling Financial markets Investment Hedge fund Asset-backed security U.S. Securities and Exchange Commission Securitization Credit rating agency Finance Financial economics Business
38	July 10, 2012 The Honorable Mary Schapiro Chair Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.preservemoneymarketfunds.org Language: English - Date: 2014-07-10 11:51:54
39	To Be Argued By: Andrew H. Schapiro Time Requested: 30 Minutes Indictment No[removed]Appellate Division Second Department Case No[removed] Add to Reading List Source URL: www.appellate.net Language: English - Date: 2012-06-20 15:18:20 Appeal Appellate review Lawsuits Jury Law Legal procedure Government
40	To Be Argued By: ANDREW H. SCHAPIRO New York County Clerk’s Index No[removed]d Add to Reading List Source URL: www.appellate.net Language: English - Date: 2012-06-20 15:27:46 Jiggetts Judgment Poverty in the United States

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