Schapiro

Results: 267



#Item
51Telecommunications engineering / Institute of Electrical and Electronics Engineers / Speech recognition / Linear predictive coding / Computational auditory scene analysis / Digital signal processing / Signal processing / Technology

Daniel P. W. Ellis - Curriculum Vitæ office address: Schapiro CEPSR room 718 Department of Electrical Engineering Columbia University New York, NY 10027

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Source URL: www.ee.columbia.edu

Language: English - Date: 2014-07-10 14:44:08
52Systemic risk / Public administration / Commodity Futures Trading Commission / Administrative law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Mary Schapiro / Rulemaking / Noble Energy / Late-2000s financial crisis / Financial regulation / Government

IS3 100 Glenborough Drive Suite 100 Houston, TX[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-07-27 13:48:04
53Financial system / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Self-regulatory organization / Selling away / Mary Schapiro / United States securities law / Financial Industry Regulatory Authority / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]December 2, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiv

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Source URL: www.sec.gov

Language: English - Date: 2014-12-03 08:50:47
54Evaluation methods / Methodology / Evaluation / Marketing / Data collection / Survey methodology / U.S. Securities and Exchange Commission / Citigroup / Mary Schapiro / Science / Market research / Research methods

i Mary L Schapiro Mce Chamman. NASD Prestdent.Rqlulatw Palccy and Overr~ght

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Source URL: www.sec.gov

Language: English - Date: 2006-04-25 15:59:22
55Landlocked countries / Liberal democracies / Member states of the European Union / Member states of the United Nations / Republics / Czech Republic / Czechoslovakia / NATO / Prague / Europe / International relations / Political geography

Testimony of Andrew Schapiro Ambassador-Designate to the Czech Republic Senate Foreign Relations Committee May 15, 2014 Thank you Mr. Chairman, Ranking Member Johnson, and Members of the Committee. It is an honor to come

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Source URL: www.foreign.senate.gov

Language: English - Date: 2014-05-15 08:42:25
56Mary Schapiro / Registered representative / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / Government / United States securities law / Financial Industry Regulatory Authority / Elisse B. Walter

Microsoft Word - Comment Letter - IM[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2006-08-01 09:17:16
57Law / United States corporate law / Auditing / Corporate governance / Generally Accepted Accounting Principles / XBRL / U.S. Securities and Exchange Commission / Sarbanes–Oxley Act / Mary Schapiro / Business / Finance / United States securities law

compliance services News WELCOME Welcome to this installment of the Compliance Services News, our effort to bring industry-relevant issues to the forefront and to highlight SEC rules, regulations and

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Source URL: www.merrillcorp.com

Language: English - Date: 2014-11-28 13:22:43
58Auditing / Financial regulation / Financial economics / Regulatory compliance / Securities Exchange Act / United States Securities and Exchange Commission / Audit committee / Mary Schapiro / U.S. Securities and Exchange Commission / United States securities law / Corporate governance / Business

Securities Industry Association February 6, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2004-04-08 15:06:18
59Economy of the United States / Stock market / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / Security / Mary Schapiro / U.S. Securities and Exchange Commission / United States securities law / Investment / Financial economics

Comment Letter on File No. SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2007-01-16 16:00:18
60Year of birth missing / Financial system / Self-regulatory organizations / Financial Industry Regulatory Authority / Trade Reporting And Compliance Engine / Security / U.S. Securities and Exchange Commission / Douglas Shulman / Mary Schapiro / United States securities law / Finance / Financial economics

Bond Market Association on SR-NASD[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-12-07 13:26:26
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