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Schapiro
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#	Item
71	June 23, 2009 The Honorable Mary L. Schapiro Chairman Securities and Exchange Commission 100 F Street NE, 10th Floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-29 11:36:32 Finance Financial system Naked short selling U.S. Securities and Exchange Commission Short Mary Schapiro Overstock.com Uptick rule Life Partners Financial regulation Short selling Business
72	V9A 14 October 2, 2003 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 21:27:36 Mary Schapiro Elisse B. Walter U.S. Securities and Exchange Commission Citigroup Financial Industry Regulatory Authority Selling away Economy of the United States New York City New York Stock Exchange
73	Money Market Fund Reform compliance services BULLETIN August Add to Reading List Source URL: www.merrillcorp.com Language: English - Date: 2014-12-03 01:08:10 Financial services United States securities law Funds U.S. Securities and Exchange Commission Mary Schapiro Hedge fund Investment Company Act Money market fund Financial adviser Financial economics Investment Finance
74	June 26,2003 Jonathan G. Katz Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-08-15 12:48:58 Financial economics Financial regulation Primary dealers Securities Self-regulatory organizations Securities research Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Mary Schapiro United States securities law Business Finance
75	FOR IMMEDIATE RELEASE: Nov 1, 2012 Contact: Gisele McAuliffe, [removed[removed]Brian Gumm, [removed[removed] Add to Reading List Source URL: www.sensiblesafeguards.org Language: English - Date: 2012-11-01 15:00:01 Financial regulation United States federal banking legislation Administrative law Commodity Futures Trading Commission U.S. Securities and Exchange Commission Regulatory agency Wall Street reform Mary Schapiro Financial Regulator Government Corporate crime Public administration
76	Microsoft Word - GFOA Meeting Memo.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-12 11:59:28 Mary Schapiro Self-regulatory organization Economy of the United States Financial system Government Municipal Securities Rulemaking Board Government Finance Officers Association Electronic Municipal Market Access
77	______________________________________________________________________________ September 15, 2010 VIA ELECTRONIC MAIL ([removed]) Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-17 13:12:13 Self-regulatory organizations TD Ameritrade Toronto-Dominion Bank Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial adviser Mary Schapiro Dodd–Frank Wall Street Reform and Consumer Protection Act Rulemaking Financial economics Business Finance
78	Microsoft Word - Schapiro Add to Reading List Source URL: www.jus.gob.ar Language: Spanish - Date: 2013-05-14 16:08:47
79	Comment Letter on File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-20 14:59:36 Mary Schapiro Financial regulation Government Public administration Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission
80	NEWS RELEASE Monday, August 4, 2014 Gary Gensler, Former Commodity Futures Trading Commission Chairman, Wins Frankel Fiduciary Prize Washington DC – The Institute for the Fiduciary Standard today announced that it is a Add to Reading List Source URL: www.thefiduciaryinstitute.org Language: English - Date: 2014-08-05 15:35:20 Government Economy of the United States Gary Gensler Fiduciary Mary Schapiro Goldman Sachs U.S. Securities and Exchange Commission Robert Rubin Lawrence Summers Commodity Futures Trading Commission Law Year of birth missing

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