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Financial services / Proxy statement / Statements / Stock market / Rule 13D / Investment management / Financial economics / SEC filings / Investment


No-Action Incoming Letter: Ellsworth Ltd.
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Document Date: 2014-11-10 11:29:58


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File Size: 4,18 MB

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City

Denver / Washington / DC / Las Vegas / Philadelphia / Salt Lake City / Atlanta / Phoenix / Los Angeles / San Diego / Baltimore / New York / /

Company

Datastream Systems Inc. / American Express Co. / Ballard Spahr LLP / Ellsworth Fund Ltd. Securities Exchange / Ellsworth Fund Ltd. / /

Currency

USD / /

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Event

General or Shareholder Meeting / Security Buyback / /

Facility

Harvard College / /

/

IndustryTerm

proxy machinery / /

Organization

Investment Management office of Disclosure / Liberty Fund / Harvard Law School / U.S. Securities and Exchange Commission Division / Securities and Exchange Commission / Harvard College / Liberty All-Star Growth Fund / /

Person

Robert H. Daniels Thomas / Steven B. King / Thomas H. Dinsmore / Robert H. Daniels / /

/

Position

author / broker / legal counsel / /

ProvinceOrState

New Jersey / New York / /

PublishedMedium

Esquire / /

SocialTag