HELEM / LAFAYETTE / IXIISIIOIIOCIEI / YORK / ROCHESTER / EASTCII / WRTH / CAMBRIDGE / LOS ANGELEs / AUWSTA / /
Company
BAIER J INC. / DEll / AGUISITIOI CO UTS LTD / U II AaUISITICII CD UTS LTD / COlES MYER / IImEFlIITE / U II AGUISITIOI CO / U H AaUISITIOM CD UTS LTD / ET AL SlUtGARD GIN CAP FD 15 LTD / U H AaUISITIOI CO UTS LTD / U H AaUISITICII CD UTS lTD / UTS LTD / lillIE U H AaUISITIOM CD UTS LTD / IV U H AGUISITIOI CD UTS LTD / S-3 PRIIEDEX HEALTH SYSTEMS / lETHIRA LTD / SAGE RUTTY I CO / GIfT U II AGUISITIOI CD UTS LTD / 8AIaCERS TRUST / IXIt TRUST / Kashner Davidson Securities Corporation / aM lEW ELBIT lTD / Spectra Pharmaceutical Services Inc. / PIA TRUST / TRllJIPlIE lEASllIG IX LP / LER & CD LTD / IJIDATE SlIMIT HEALTH LTD / lIDS LTD / aJII GRClJPE L1MGRAII HLDCi S A / UIPERIIM CORP. / TRITOI GRWP LTD / ItAIITS lTD / SEQUA / U H AaUISITIOH CD UTS LTD / IJIDATE SllJRGARD Mill STCIiAGE LTD / U II AaUISITIOI CD UTS LTD / AQUISITICII CD UTS LTD / IJIDATE UTS LTD / JtJC CORP / /
Country
United States / /
Currency
MZN / USD / /
Facility
LIBRARY o~e / DEPOT DU CllJ /
NaturalFeature
lEV lIEU aMSAT alRP STATE TREASlIIER aM SEa / MAYFIELD HEIGHTS / /
Organization
U.S. Securities and Exchange Commission / Commission of an Order Making Findings and Imposing Remedial Sanctions / AL CD / /
Person
Byron L. Sanders / James A. Hannan (Hannan) / Jonnie R. Williams (Williams) / Robert E. Baker / CAL RESPOISE / LEE PARK / PAMELLA EUGEIE / RUTH LLOYD / Stephen D. Gellas (Gellas) / Victor L. Kashner / JONNIE WILLIAMS / /
Position
managing underwriter / defunct broker-dealer / /
ProvinceOrState
Texas / Virginia / Maine / Illinois / Louisiana / New York / Connecticut / Utah / Pennsylvania / California / Massachusetts / /