Securities

Results: 90629



#Item
21Economy / Finance / Money / Financial data vendors / Financial software / S&P/TSX 60 Index / Thomson Reuters / Business intelligence / Eikon / Reuters / Analytics

RTS 27 Now. We can show you the way. Thomson Reuters Best Execution Reporting Service On 1 August 2018 the European Securities and Markets Authority (ESMA) published the equities and bonds thresholds for systematic inter

Add to Reading List

Source URL: mifidii.thomsonreuters.com

Language: English - Date: 2018-10-21 04:44:12
22Financial regulation / Politics / Political science / Accountability / Governance / Political philosophy / Unique Transaction Identifier / Derivative / International Organization of Securities Commissions / Global governance

Committee on Payments and Market Infrastructures Board of the International Organization of Securities Commissions

Add to Reading List

Source URL: www.iosco.org

Language: English - Date: 2018-08-16 07:45:25
23Regulatory compliance / United States securities law / Law / Chief compliance officer / Financial Industry Regulatory Authority / Canadian securities regulation / Economy / Regulation / Compliance and ethics program / Cayman Islands Directors Registration and Licensing Law

Job Description Compliance Officer, Business Conduct Compliance Cormark Securities Inc. is a leading independent investment dealer focused on providing comprehensive coverage of Canadian listed companies to domestic and

Add to Reading List

Source URL: www.cormark.com

Language: English - Date: 2018-08-09 11:38:15
24Cryptocurrencies / Ethereum / Alternative currencies / Blockchains / Numismatics / Economy / Money / Cross-platform software / Initial coin offering / Token / Kin / Draft:Bancor protocol

A Securities Law Framework for Blockchain Tokens To estimate how likely a particular blockchain token is be a security under US federal securities law Refer to: full legal analysis Instructions Step 1: Copy to a new goog

Add to Reading List

Source URL: hacken.io

Language: English - Date: 2017-10-05 12:07:04
25Cryptocurrencies / Decentralization / Computing / Digital media / Financial technology / World Wide Web / Blockchain / Everipedia / Initial coin offering / Draft:Ambisafe Software

Hi,  You may have heard all the hype about the tidal wave that is the evolution of the Securities Token, but asked, is it real? For Tokeny it has been very real for some time and I can start to share with you at least o

Add to Reading List

Source URL: tokeny.com

Language: English - Date: 2018-10-08 10:48:20
26Economy / Investment / European Union law / Undertakings for Collective Investment in Transferable Securities Directive / Funds / Investment fund / Malta

PRESS RELEASE 2 May 2011 Gearing up for UCITS IV The countdown to the implementation of Undertakings for Collective Investment in Transferable Securities (UCITS) IV in July 2011 is compelling the investment

Add to Reading List

Source URL: mfia.org.mt

Language: English - Date: 2012-01-31 15:04:03
27Cryptocurrencies / Ethereum / Alternative currencies / Blockchains / Numismatics / Economy / Money / Cross-platform software / Initial coin offering / Token / Kin / Draft:Bancor protocol

A Securities Law Framework for Blockchain Tokens To estimate how likely a particular blockchain token is be a security under US federal securities law Refer to: full legal analysis Instructions Step 1: Copy to a new goog

Add to Reading List

Source URL: hacken.io

Language: English - Date: 2017-10-12 11:57:44
28

Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc. April 2018 Securities Business Division, Supervisory Bureau, Financial Services Agency

Add to Reading List

Source URL: www.fsa.go.jp

Language: English - Date: 2018-10-15 01:35:06
    29Finance / Economy / Money / Stock market / Financial markets / Corporate finance / Equity securities / Investment / Security / Short / Simple agreement for future equity / Stock

    THIS INSTRUMENT HAS BEEN ISSUED PURSUANT TO SECTION 4(A)(6) OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND NEITHER IT NOR ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE BEEN REGISTERED UNDER THE

    Add to Reading List

    Source URL: uploads.republic.co

    Language: English - Date: 2018-09-18 07:57:31
    30Financial regulation / International Organization of Securities Commissions / Economy / Iosco / Securities commission / Corporate governance / Securities Commission of New Zealand / Derivative / Government / Trinidad and Tobago Securities and Exchange Commission

    MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d

    Add to Reading List

    Source URL: www.iosco.org

    Language: English - Date: 2018-07-04 07:56:41
    UPDATE