real estate investment trusts / corporate finance activities / scheme broker / corporate finance / corporate finance advice / income-generating real estate service / investment bank / merchant bank licence / fund management / /
Organization
General Chapter / CONTENTS Page Chapter / Bank Negara Malaysia / Business Trust / Licensing Handbook Chapter / Futures Fund / INTRODUCTION Chapter / Futures Fund Managers and Futures Fund / CMSA / Securities Commission Malaysia / Referral Agents Chapter / / /
Position
sub-contractor / compliance officer / director / Manager / chief executive / broker / Chief Executive Officer / universal broker / special scheme broker / current statutory auditor / holder and compliance officer / special scheme fund manager / auditor / Representative / principal executive officer / stockbroker / General / Dealer / Futures Broker / Trading Adviser / external auditor / controller / /
LICENSING HANDBOOK Issued: 28 September 2007 Revised as at 26 February 2015 CONTENTS