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Self-regulatory organizations / International Organization of Securities Commissions / Finance / Financial economics / Demutualization / ICMA / Investment Industry Regulatory Organization of Canada / Securities and Exchange Board of India Act / Financial regulation / Securities / Financial system


Document Date: 2012-10-22 07:52:09

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City

Madrid / /

Company

Australian Stock Exchange / New York Stock Exchange / ICSA Working Group / Tokyo Stock Exchange / /

IndustryTerm

consumer redress/dispute resolution services / regulatory services / educational services / /

Organization

Dealers Association / Investment Dealers Association of Canada / IOSCO / Bond Market Association / ICSA Working Group on Self-Regulation / Working Group on Self-Regulation / Standing Committee / London Investment Banking Association / Technical Committee’s Standing Committee on the Re / International Council of Securities Associations / Korea Securities Dealers Association / Association of Capital Market Intermediary Institutions of Turkey / Taiwan Securities Association / National Futures Association / IOSCO’s Technical Committee / Swedish Securities Dealers Association / International Capital Market Association / Italian Association of Financial Intermediaries / French Association of Investment Firms / NASD Securities Industry Association / Japan Securities Dealers Association / NASD / Australian Financial Markets Association / /

Person

Oquendo / Philippe Richard / Joe Oliver / /

Position

Chairman / broker / CEO and President / Secretary General / /

Region

South Africa / /

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