Back to Results
First PageMeta Content
Financial services / Investment / Economy of Japan / Government of Japan / Securities and Exchange Surveillance Commission / Securities / Securities Exchange Act / Investment management / Depository Trust & Clearing Corporation / Financial economics / Finance / Financial system


(Provisional Translation) April 16, 2013 Securities and Exchange Surveillance Commission The Securities Inspection Policy and the Program for 2013 I. Securities Inspection Policy
Add to Reading List

Document Date: 2013-06-25 00:47:14


Open Document

File Size: 278,32 KB

Share Result on Facebook

City

Tokyo / /

Company

Segregated 9 Management / /

IndustryTerm

pension fund management / business management systems / trade surveillance systems / system management / internal control systems / sales management systems / online participation / business operators / large-scale securities groups / transaction surveillance systems / financial market infrastructure / derivatives products / information security management / finance / examination systems / Internet transactions / online trading / system risk management / risk management systems / management systems / risk derivatives products / /

Organization

Financial Services Agency / Securities and Exchange Surveillance Commission / Japan Investor Protection Fund / Japan Securities Dealers Association / /

Position

advisors / prudent manager / /

SocialTag