II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud. - Securities and Exchange Surveillance Commission - Document - PDFSEARCH.IO

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	II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud. Add to Reading List Document Date: 2013-02-12 03:15:57 Open Document File Size: 78,20 KB Share Result on Facebook Organization SESC / FSA / Japan Securities Dealers Association / / Position administrative disciplinary actions Commissioner / / Technology WAN / / SocialTag Financial system Business Finance U.S. Securities and Exchange Commission Financial regulation Self-regulatory organization Securities and Exchange Surveillance Commission

II. Outline The SESC conducts daily market surveillance, inspections of financial instruments firms, investigation of market misconduct, disclosure statements inspections and criminal investigations of securities fraud. Add to Reading List