NYSE Arca Inc. / American Stock Exchange LLC / Intermarket Surveillance Group / For American Stock Exchange LLC / The NASDAQ Stock Market LLC / CBOE Stock Exchange LLC / Financial Industry Regulatory Authority Inc. / Boston Stock Exchange Inc. / New York Stock Exchange LLC / Insider Trading / NYSE Regulation Inc. / Chicago Stock Exchange Inc. / ISE Stock Exchange LLC / National Stock Exchange Inc. / Chicago Board Options Exchange Inc. / BATS Exchange Inc. / Philadelphia Stock Exchange Inc. / Chief Regulatory Officer Chicago Stock Exchange Inc. / Bruce Goodhue Chief Regulatory Officer Boston Stock Exchange / Chief Regulatory Officer American Stock Exchange LLC / Chief Regulatory Officer Chicago Board Options Exchange Inc. / / /
Event
Business Partnership / Company Listing Change / / /
Holiday
Assumption / /
IndustryTerm
reasonable travel / securities information processor / software maintenance work / /
MarketIndex
NASDAQ 100 / /
Organization
Consolidated Tape Association / Invoicing Party / FINRA / American Arbitration Association / Participating Organization of the Default / Participating Organization / NYSEand / Exchange Committee / Securities and Exchange Commission / /
Person
Timothy Thompson / David C. Whitcomb / Jr. / Tamara Schademann / Claudia Crowley / / /
Agreement for the Allocation of Regulatory Responsibility of Surveillance, Investigation and Enforcement for Insider Trading pursuant to §17(d) of the Securities Exchange Act of 1934, 15 U.S.C. §78q (d), and Rule 17d-2