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Securities Exchange Act / United States Securities and Exchange Commission / Orsa / Costs / U.S. Securities and Exchange Commission / Government / Own Risk and Solvency Assessment / Law / United States securities law / 73rd United States Congress


NATIONAL MARKET SYSTEM PLAN OF THE OPTIONS REGULATORY SURVEILLANCE AUTHORITY The self-regulatory organizations named below as the parties to this plan, and any other self-regulatory organizations that may subsequently be
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Document Date: 2006-04-17 14:42:22

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City

Philadelphia / San Francisco / Boston / New York / Chicago / /

Company

American Stock Exchange LLC / New York 10006 (ii) Boston Stock Exchange Inc. / The Options Clearing Corporation / California 94104 (vi) Philadelphia Stock Exchange Inc. / Exchange LLC / Illinois 60605 (iv) International Securities Exchange Inc. / Chicago Board Options Exchange Inc. / /

Country

United States / /

IndustryTerm

joint regulatory services / software expenses / regular independent auditor / goods or services / regulatory systems / conference telephone / /

Organization

ORSA Policy Committee / Options Regulatory Surveillance Authority / No party / Plan / Any / Policy Committee / Any party / Securities and Exchange Commission / ORSA’s Policy Committee / /

PoliticalEvent

Any party withdrawing / Any party may withdraw / /

Position

regular independent auditor / counsel / voting representative / Chairman / independent auditor / Secretary / alternate voting representative / /

ProvinceOrState

Pennsylvania / New York / Massachusetts / /

SocialTag