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Finance / Merrill Lynch / Bank of America / Private equity / Primary dealers / Financial economics / Investment


UNITED STA TES SECURITIES AND EXCHANGE COMMISSION WASHINGTON ,
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City

NW Washington / /

Company

Merrill Lynch Professional Clearing Corporation / Private Placements / Administrative Order / Fenner & Smith Incorporated / Merrill Lynch Protessional Clearing Corporation / f'LII1hcr co / Fe1u1er & Smith Incorporated / Many Merrill Lynch Funds / Smith Inc. / Respondents / Gearhart & Otis Inc. / Merrill Lynch / Bockius LLP / Alleged Misconduct Was Limited / Pierce / Bank of America Corporation / es Inc. / Merrill Lynch Alternative Investments / Clearing Co / Morgan / Lewis & Bockius LLP / /

Country

United States / /

Currency

USD / /

/

Event

Reorganization / Business Partnership / /

/

IndustryTerm

limited / owned subsidiaries / /

Organization

United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / SECURITIES AND EXCHANGE COMMISSION WASHINGTON / D.C. / office of Small Business Policy Division / /

Person

Amy Natterso / Amy Natterson Kroll / Washington Wilmington / Sebastian Gomez Abero / Sebastian Gomez Abero June / /

/

Position

counsel / actor / U.S. broker dealer / manager / manager to certain proprietary domestic Funds / independent consultant / manager / sponsor / qualified independent consultant / solicitor / investment adviser / Private / /

Product

Funds / /

ProvinceOrState

Washington / DC / /

Technology

artificial intelligence / /

URL

www.morganlewis.com / /

SocialTag