Intermarket Surveillance Group / High Frequency Trading / IIROC / Themis Trading LLC. / /
Country
Canada / /
Event
Person Communication and Meetings / FDA Phase / /
Facility
Equity Data Warehouse / Canadian Securities Institute / /
IndustryTerm
retail complaint data / non-arms-length investment products / social media / law enforcement organizations / compliance risk management / online glossary / risk management / manufacturing / supervisory systems / retail investors / /
Organization
Mutual Fund Dealers Association / Ontario Securities Commission / G20 / International Organization of Securities Commissions / Canadian Securities Institute / Financial Consumer Agency of Canada / Better Business Bureau of Canada / Ministry of Finance / Introducing Firms Committee / /
Person
Lida Prema / John Klaas / Joe Saluzzi / /
Position
federal Minister / advisor / CEO / relevant Dealer / financial advisors / advisors / Executive / Director of Capital Markets Research / Global Finance / western Dealer / lead underwriter / Dealer / legal counsel / Minister of State for Finance / Director of Capital Markets Research / Global Finance / Research Group / /
Product
CRM2 / /
Technology
Data Warehouse / CRM / service level agreement / /
The industry and markets we oversee should operate with high standards of fairness and integrity so that the confidence of all market Accordingly, a strong culture of compliance benefits investors and contributes signifi