Page 2 New York Stock Exchange / NYSEArca Inc. / NetCoalition Inc. / / /
Event
M&A / / /
IndustryTerm
neutral public utilities / /
Organization
Committee on Federal Regulation / ABA’s House of Delegates / Commission’s Advisory Committee on Market Information / Board of Governors / Committee on Federal Regulation of Securities / Advisory Committee on Market Information / U.S. Securities and Exchange Commission / Advisory Committee / American Bar Association / NASD / /
Person
Brian Cartwright / Regulation / Roel C. Campos / K. Susan Grafton Brandon Becker Barbara / Hon / Paul S. Atkins / Kathleen L. Casey / Brandon Becker Barbara Stettner / Christopher Cox / Robert L.D. Colby / Erik R. Sirri / Elizabeth King / Keith F. Higgins Keith / Nancy M. Morris / / /
Position
Chairman / Commissioner / Deputy Director / Division of Market Regulation Elizabeth King / Associate Director / Division of Market Regulation Brian Cartwright / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Division of Market Regulation Elizabeth King / Associate Director / Division of Market Regulation Brian Cartwright / General Counsel / Secretary / /