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U.S. Securities and Exchange Commission / Regulation NMS / NYSE Euronext / Christopher Cox / Financial system / Business / Economy of the United States / Financial Industry Regulatory Authority / Philippine Dealing Exchange / Financial regulation / United States Securities and Exchange Commission / Self-regulatory organization


Microsoft Word - SR-NYSEArca[removed]DOC
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Document Date: 2007-02-16 12:04:40

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File Size: 170,02 KB

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City

Washington / D.C. / Chicago / /

Company

Page 2 New York Stock Exchange / NYSEArca Inc. / NetCoalition Inc. / /

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Event

M&A / /

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IndustryTerm

neutral public utilities / /

Organization

Committee on Federal Regulation / ABA’s House of Delegates / Commission’s Advisory Committee on Market Information / Board of Governors / Committee on Federal Regulation of Securities / Advisory Committee on Market Information / U.S. Securities and Exchange Commission / Advisory Committee / American Bar Association / NASD / /

Person

Brian Cartwright / Regulation / Roel C. Campos / K. Susan Grafton Brandon Becker Barbara / Hon / Paul S. Atkins / Kathleen L. Casey / Brandon Becker Barbara Stettner / Christopher Cox / Robert L.D. Colby / Erik R. Sirri / Elizabeth King / Keith F. Higgins Keith / Nancy M. Morris / /

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Position

Chairman / Commissioner / Deputy Director / Division of Market Regulation Elizabeth King / Associate Director / Division of Market Regulation Brian Cartwright / Director / Division of Market Regulation Robert L.D. Colby / Deputy Director / Division of Market Regulation Elizabeth King / Associate Director / Division of Market Regulation Brian Cartwright / General Counsel / Secretary / /

ProvinceOrState

Illinois / /

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