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SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTJanuary 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 3, and Order Granting Accelerated App
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Document Date: 2013-01-16 07:01:19


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Company

NYSE Arca Inc. / MKT LLC / New York Stock Exchange LLC / Ameriprise Financial Inc. / Euronext Inc. / NYSE MKT / NYSE Euronext Inc. / Wilson Sonsini Goodrich & Rosati Professional Corporation / /

Currency

USD / /

Event

M&A / Product Issues / Product Recall / /

Facility

Investment Company Institute / University of Denver Sturm College / /

MusicAlbum

Director / Jr. / Corporate / /

Organization

Compensation Committee / University of Denver / office of Investment / Securities Law Committee / Denver Sturm College of Law / Society of Corporate Secretaries & Governance Professionals / American Federation of Labor - Congress of Industrial Organizations / Council of Institutional Investors / Independent Directors and Audit Committee / International Brotherhood of Teamsters / Investment Company Institute / Securities and Exchange Commission / /

Person

Elizabeth M. Murphy / Thomas R. Moore / Jeff Mahoney / Brandon J. Rees / J. Robert Brown / Jr. / Robert B. Lamm / Dorothy Donohue / Janet McGinness / Teamsters Letter / Carin Zelenko / /

Position

executive officer / interim executive officer / general director / Director / Corporate & Commercial Law Program / compensation consultant / legal counsel / chief executive officer / member of the board / adviser to the compensation committee / independent director / General / General Counsel / Secretary / officer / director compensation and affiliation / Vice President / Corporate Secretary and Chief Governance Officer / Acting Director / CEO / Executive Vice President and Corporate Secretary / Deputy General Counsel / Securities Regulation / director / director independence / Independent Director / as defined / outside auditor / Chair / Director / Capital Strategies Department / compensation adviser / adviser / Director / Capital Strategies Department / /

Product

On / /

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