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SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 8, 2015 Admin. Proc. File No
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Document Date: 2015-05-08 17:28:16

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File Size: 187,51 KB

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Company

First Southwest / Bayview Title / NORTH WOODWARD FINANCIAL CORPORATION / Troszak Capital Corp. / /

Currency

USD / /

Event

Debt Financing / Person Communication and Meetings / Product Recall / Product Issues / /

IndustryTerm

online account / bank / bank account statements / law enforcement / /

Organization

COMMISSION REGISTERED SECURITIES ASSOCIATION / Internal Revenue Service / U.S. Securities and Exchange Commission / FINRA / SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / National Adjudicatory Council / NASD / /

Person

Alan Lawhead / Shawn D. Baldwin / Jennifer C. Brooks / Jay Alan Ochanpaugh / William J. Murphy / DOUGLAS A. TROSZAK / /

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Position

certified public accountant / tax preparer / counsel / president / CPA for any information / officer / chief financial officer / chief compliance officer / president / chief financial officer / CPA / registered representative / dealer / founder / /

Product

funds / Uniform Application / /

ProvinceOrState

Michigan / /

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