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Client Advisory Corporate Department October 15, 2014 New FINRA Supervisory Rules FINRA Regulatory Noticeannounced that FINRA RulesSupervision, and 3120 Supervisory Control System (the Consolidated Supervi
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Document Date: 2014-10-17 09:50:42

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City

New York / /

Company

Carter Ledyard & Milburn LLP / Associated Persons / /

Currency

USD / /

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IndustryTerm

electronic media / internal communications / retail communications / investment banking services / manipulative and deceptive devices / investment banking / /

Organization

Client Advisory Corporate Department / Advisory Corporate Department / office of Supervisory Jurisdiction / NASD / FINRA / /

Person

Faith Colish / /

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Position

supervisor / Counsel / Legal Assistant / /

ProvinceOrState

New York / /

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