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Money / Soft dollar / Fidelity Investments / Short / U.S. Securities and Exchange Commission / Financial adviser / Business broker / Selling away / Finance / Business / Financial economics


Comment Letter
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Document Date: 2005-10-21 15:21:13


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City

Encino / Washington / /

Company

Global Crossing / Dean Witter / Web Van / Enron / Wilshire Associates / Hoenig & Co. / Capital Institutional Services / Merrill / Lynch Jones & Ryan / Donaldson / Worldcom / /

Currency

cent / /

Event

M&A / Person Travel / /

Facility

The Investment Company Institute / /

Holiday

May Day / /

IndustryTerm

dollar brokerage / brokerage services / cost accounting / investment banking darlings / institutional brokerage / retail broker / soft dollar brokerage / opaque accounting / allowable soft dollar services / investment banking favors / service brokers / asset management / commission accounting / investment banking / institutional investment services / integrated investment banking / bank trust departments / soft dollar accounting / opaque commission accounting practices / investment banking brokerage industry / invoiced research services / banking / service brokerage / institutional broker selling investment research services / soft dollar brokers / /

Organization

U.S. Government / Securities Industry Association / Senate Banking Committee / Undisclosed commission / Congress / Investment Company Institute / FSA / House Financial Services Committee / Securities and Exchange Commission / /

Person

Howard Schilit / Jonathon G. Katz / William T. George / Grady Thomas / Weill Goes To Washington / Arthur Levitt / Scott Cleland Link / /

Position

broker / Secretary / institutional services salesman / Chairman / Broker Dealers Investment Advisors / institutional broker / analyst / registered representative / retail broker / /

ProvinceOrState

California / /

URL

http /

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