Back to Results
First PageMeta Content
Financial system / U.S. Securities and Exchange Commission / Self-regulatory organization / Registered representative / Securities Exchange Act / Finance / Selling away / United States securities law / Financial Industry Regulatory Authority / Financial regulation


UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 16, 2014 Admin. Proc. File No[removed]
Add to Reading List

Document Date: 2014-10-17 07:24:39

Open Document

File Size: 31,37 KB

Share Result on Facebook

Company

NORTH WOODWARD FINANCIAL CORP. / FINRA North Woodward Financial Corp. / Financial Industry Regulatory Authority / /

Country

United States / /

Organization

office of the General / Securities and Exchange Commission / National Adjudicatory Council / /

Person

DOUGLAS A. TROSZAK / /

Position

Counsel / registered representative / chief financial officer / chief compliance officer / Brent J. Fields Secretary / president / chief financial officer / /

SocialTag