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IndustryTerm
real estate / personal devices / social media / appropriate law enforcement authority / social media sites / unlisted real estate investment programs / Internet use / unlisted real estate investment trusts / business communications / personal electronic devices / Online Learning / Online Identity Theft Scams / retail communication / online submission / /
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SEC office of Compliance Inspections and Examinations / CFTC / Federal Trade Commission / U.S. Securities and Exchange Commission / CFTC Issue Joint Advisory on Business Continuity Planning COMMUNICATIONS WITH THE PUBLIC / MSRB Education Center / NASD / FINRA / Securities Industry/Regulatory Council on Continuing Education / /
Securities Industry Continuing Education Program Firm Element Advisory – Fall 2014 Introduction The Securities Industry/Regulatory Council on Continuing Education (Council) publishes the Firm Element Advisory (FEA) sem