Exchange-Listed Securities / Pearson / Chicago Board Options Exchange / consolidated Communications / Your Typical Mutual Funds / / /
IndustryTerm
real estate / personal devices / social media / appropriate law enforcement authority / social media sites / unlisted real estate investment programs / Internet use / unlisted real estate investment trusts / business communications / personal electronic devices / Online Learning / Online Identity Theft Scams / retail communication / online submission / /
Organization
SEC office of Compliance Inspections and Examinations / CFTC / Federal Trade Commission / U.S. Securities and Exchange Commission / CFTC Issue Joint Advisory on Business Continuity Planning COMMUNICATIONS WITH THE PUBLIC / MSRB Education Center / NASD / FINRA / Securities Industry/Regulatory Council on Continuing Education / /