Securities Dealers Inc. / Financial Industry Regulatory Authority Inc. / / /
Event
Person Communication and Meetings / /
IndustryTerm
Web CRD / Internet Web site / Telephone conversation / Internet comment form / information technology / web-based registration system / Web CRD electronic filing environment / /
Organization
SOCIAL SECURITY ADMINISTRATION / Division of Trading / North American Securities Administrators Association / B. Self-Regulatory Organization / office of Management and Budget / National Association of Securities Dealers / Securities and Exchange Commission / Self-Regulatory Organization / NASD / Branch Office / FINRA / /
Person
Patrice Gliniecki / Elizabeth M. Murphy / Richard E. Pullano / Thomas K. McGowan / Florence E. Harmon / /
Position
corporate officer / Governor / official business days / Vice President & Chief Counsel / Representative / Vice President & Deputy General Counsel / Secretary / Deputy Secretary / Assistant Director / Division of Trading and Markets / Vice President and Chief Counsel / Chief Counsel / Registration and Disclosure / /
SR-FINRA[removed]Federal Register Notice