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Guidance in connection with the retail sales of structured products by massachusetts registrants
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Document Date: 2012-09-05 16:11:05

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File Size: 500,49 KB

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City

Boston / /

Company

G.L. c. / The Financial Industry Regulatory Authority / JP Morgan / MASSACHUSETTS REGISTRANTS / New York Stock Exchange. / The Structured Products Association / /

Country

United States / /

Currency

USD / /

IndustryTerm

applicable securities law requirements / representatives with product / retail sales / federal securities law requirements / trade group representing manufacturers / retail investors / /

Organization

Structured Products Association / National Association of Securities Dealers / US Treasury / Massachusetts Securities Division / /

Person

William Francis Galvin / /

/

Position

broker-dealer / broker / Supervisory System Broker-dealer / Secretary / /

ProvinceOrState

Massachusetts / /

URL

http /

SocialTag