State Securities Commission / National Business Conduct Committee / Securities and Exchange Commission / DECISION District Business Conduct Committee for District / NASD / /
Person
Joan C. Conley / William Louis Morgan / /
Position
chief financial officer / attorney / The sales assistant / Manager a copy / Corporate Secretary / director of the company and also received compensation / director / broker / sales assistant / chief executive officer / beneficial owner / regional legal counsel / representative / registered representative / assistant / director of the company and also received compensation for "marketing advice. / Branch Manager / /