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United States securities law / Stock market / Securities / Selling away / Registered representative / Securities offering / Short / Investment banking / Collective investment scheme / Financial economics / Investment / Finance


J.T. Corbin, Inc., T & W Consultants, LLC, Jeffery K. Trilling, and Gregory Welch - OSC
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Document Date: 2011-01-25 10:46:06


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City

Dallas / Bethesda / /

Company

Lloyd Wade Securities Inc. / Corbin / Trilling / J.T. Corbin Inc. T / NextGen / LaJolla Capital / Next Generation Media Corporation Inc. / American Benefits Group Inc. / United Marketing / First Entertainment / Stratton Oakmont Inc. / Pacific Cortez Securities Incorporated / T & W Consultants LLC / UBS Financial Services Inc. / Business Investors Services Inc. / Biltmore Securities Inc. / J.T. Corbin Inc. / Legg Mason Wood Walker Inc. / /

Currency

USD / /

Event

Business Partnership / Person Communication and Meetings / M&A / Funding / Second Stock Issuance / Security Buyback / /

IndustryTerm

bank account / securities products / investment banking agreement / investment banking relationship / /

Organization

office of the Maryland / U.S. Securities and Exchange Commission / Securities Division / TWC / OTC Bulletin Board / NASD / /

Person

Daniel Boyd / Daniel Spicer / Gregory Welch / Jeffery K. Trilling / Joel Sens / Ronald Ardt / Kevin Grapes / /

Position

financial advisor / investment adviser / or investment adviser representative / Maryland Securities Commissioner / counsel / investment adviser representative / president / broker / broker-dealer / officer and a managing member / director / Commissioner / investment adviser / registered representative / Attorney General / managing member / ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF / dealer / /

Product

NASD suspension / /

ProvinceOrState

Texas / Maryland / Indiana / Delaware / /

SocialTag