Back to Results
First PageMeta Content
Registered Investment Advisor / Investment Advisor / Financial adviser / Viatical settlement / Security / Broker-dealer / Selling away / Finance / Financial economics / Business


Daniel G. Falk, Daniel G. Falk & Associates PC, DGF Investment Advisors, Inc., Sean Falk and Secured Financial Services, Inc. - CO
Add to Reading List

Document Date: 2011-05-06 13:10:57


Open Document

File Size: 72,33 KB

Share Result on Facebook

City

Rockville / Silver Spring / /

Company

Daniel G. Falk & Associates P.C. / Secured Financial Services Inc. / NT Securities LLC / Life Asset Partners I LP / Falks / DANIEL G. FALK & ASSOCIATES / Mutual Benefits Corporation / Golden Beneficial Securities Corporation / Proffitt Trust / Life Asset Group LLC / The Concord Equity Group LLC / Danuel G. Falk & Associates / Secondary Life Capital LLC / DGF Investment Advisers Inc. / DGF Investment Advisors Inc. / /

Currency

USD / /

Event

Business Partnership / Employment Change / Labor Issues / Funding / /

IndustryTerm

insurance sales person / insurance policies / surprise audit / insurance policy / /

MarketIndex

S&P 500 / /

Organization

office of the Maryland / IA / CFTC / U.S. Securities and Exchange Commission / Securities Division / NASD / U.S. District Court for the Southern District of Florida / /

Person

Cameron Proffitt Taylor / SEAN FALK / Claire B.M. Proffitt / /

Position

Maryland Securities Commissioner / registered investment adviser representative / counsel / investment adviser representative / president / independent certified public accountant / trustee / broker-dealer / investment adviser representative and accountant / in-house and outside general counsel / CPA / solicitor / Sales Representative / counsel for the Partnership / Commissioner / investment adviser / magistrate judge / registered investment adviser / Attorney General / Securities Commissioner / adviser / ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF / registered investment adviser representative / in Maryland / /

ProvinceOrState

Maryland / Florida / /

SocialTag