| Document Date: 2014-08-27 23:47:36
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City Washington / DC / Northfield / Milwaukee / / Company Vivaldi Asset Management LLC / Orinda Asset Management LLC / Advisors Series Trust / / IndustryTerm Delaware law / management services / overall investment management services / Internet Availability / investment management services / http / Organization Division of Investment Management / Chief Counsel’s Office / Securities and Exchange Commission / / Person Notice / Mary Kay Frech / Deepak T. Pai / / / Position Multi-Manager / counsel / Advisor / future Sub-Advisor / current investment adviser / Advisors / Branch Chief / Senior Counsel / writer / investment adviser / director / manager / Manager of Managers Structure / manager of managers / trustee / Independent legal counsel / Secretary / Deputy Secretary / officer / Multi-Manager Information Statement / Multi-Manager Information Statements / Affiliated Sub-Advisor / the Board / Sub-Advisor / Advisor for the Funds and any future Funds / Affiliated Sub-Advisor / Sub-Advisors / Multi-Manager Information Statement;5 / / ProvinceOrState Wisconsin / Illinois / Delaware / / Region East Michigan / / URL http /
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SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; File No[removed]Advisors Series Trust and Vivaldi Asset Management, LLC; Notice of Application August 27, 2014 Agency: Securities and Exch