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Financial markets / Royal Bank of Canada / Securities / Financial services / RBC Capital Markets / Securities Investor Protection Corporation / Bear Stearns / Clearing / Broker-dealer / Financial economics / Finance / Investment


RBC CORRESPONDENT SERVICES Richard Lucks Senior Vice President – Business Development 192 Nassau Street
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Document Date: 2013-11-08 15:46:17


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City

Princeton / /

Company

Bear Stearns & Co. / Banc of America Securities / RBC Correspondent Services / RBC Capital Markets LLC / /

Facility

Rutgers University / Sullivan County College / /

IndustryTerm

disclosed clearing services / /

Organization

Sullivan County College / United States Army / Cashiers Association of Wall Street / Rutgers University / FINRA / /

Person

Carole / Richard Lucks / /

/

Position

broker / dealer / advocate / vice president / director client relations / director of marketing and sales / Correspondent Research / forward to consulting / dealer / advisors / managing director / global clearing services / Vice President / member of the board of directors / /

ProvinceOrState

New Jersey / /

Region

east coast / /

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