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73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Stock market / Exchange-traded funds / NYSE Arca / Securities Act / Asset-backed security / NYSE Euronext / Financial economics / Investment / Finance


Order Approving a Proposed Rule Change to List and Trade Shares of the Grail Western Asset Ultra Short Duration ETF
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Document Date: 2011-02-08 19:46:32


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File Size: 48,18 KB

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Company

NYSE Arca Inc. / Standard & Poor / NYSE Euronext / Grail Advisors ETF Trust / ALPS Distributors Inc. / The Bank of New York Mellon Corporation / Grail Advisors LLC / Western Asset Management Company / Moody's Investors Service / Inc / /

Country

United States / /

Event

Credit Rating / FDA Phase / Security Buyback / /

IndustryTerm

bank obligations / electronic services / real-time basis / /

Organization

Congress / Consolidated Tape Association / Creation Unit / Reporting Authority / Securities and Exchange Commission / Division of Trading and Markets / /

Person

Cathy H. Ahn / Christopher W. Chow / Andrew Madar / Michael Cavalier / /

Position

broker-dealer / investment manager / Manager / Chief Counsel / Manager and the Sub-Adviser / custodian for the ETF / administrator / Fund accountant / Senior Special Counsel / Special Counsel / Deputy Secretary / /

Product

NYSEArca-2010-117 / /

PublishedMedium

the Information Bulletin / /

SocialTag