| Document Date: 2014-10-09 17:53:55
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Company FTIA Holdings LLC / Aviance Capital Management LLC / Bernstein Research / Client Transactions / Fidelity Investments LLC / Personal Trading / Advisory Business A. Global Financial Private Capital LLC / Voting Client Securities / Astor Asset Management LLC / REITs Global Financial Private Capital LLC / MCCE LLC / GEMGC LLC / Unaffiliated Investment / Private Investment Funds / C. Global Financial Private Capital LLC / F-Squared Investments Inc. / Affiliated Investment / Global Financial Private Capital LLC / / Currency USD / / / Event Business Partnership / M&A / Security Buyback / / IndustryTerm real estate investment trusts / variable life insurance / insurance / consultation services / related consulting services / investment management services / planning or consulting services / consulting services / variable annuity / financial planning services / investment monitoring services / individual services / financial planning / real estate partnerships / participants discretionary investment management services / / Organization United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / / Person Michael J. Dixon / Geoffrey A. Frazier / Timothy Lyle / / / Position attorney / and no portion / PRIVATE CAPITAL WRAP PROGRAM If / custodian / investment adviser representative / Manager / custodian for Program accounts / accountant / Sub-Advisor / affiliated sub-advisor / PRIVATE CAPITAL WRAP PROGRAM / broker-dealer / broker dealer / Chief Compliance Officer / Governor / investment adviser / representative / registered representative / investment advisory representative / adviser / Sub-Advisors / / ProvinceOrState Florida / / URL www.adviserinfo.sec.gov / http /
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Global Financial Private Capital, LLC SEC File Number: 801 – 63282 Brochure Dated[removed]Contact: Timothy Lyle, Chief Compliance Officer