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Merrill Lynch / Pierce / Fenner & Smith / Inc. v. Dabit / Financial regulation / Securities Litigation Uniform Standards Act / Merrill Lynch / Securities Exchange Act / Securities Act / Securities regulation in the United States / Securities fraud / U.S. Securities and Exchange Commission / United States securities law / Law / Financial economics


Document Date: 2012-08-28 16:09:37

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City

Washington / D. C. / New York / /

Company

General Motors Acceptance Corp. / FENNER & SMITH INC. / Merrill Lynch & Co. Inc. / Bankers Life & Casualty Co. / National Gypsum Co. / Medtronic Inc. / Detroit Timber & Lumber Co. / Putnam Funds Trust / Newport Steel Corp. / /

Country

United States / /

Facility

SUPREME COURT OF THE / United States District Court / /

IndustryTerm

state-law argument / brokerage services / state law / deceptive devices / class-action device / investment banking clients / state-law theories / investment banking / misinformed brokers / federal law / state-law holder classaction claims / deceptive device / state-law class-action claims / state-law claims / state-law causes / /

Organization

United States District Court for the Southern District of New York / District Court / Supreme Court / Federal court / SUPREME COURT OF THE UNITED STATES / Birnbaum court / Congress / United States District Court for the Western District of Oklahoma / Court of Appeals / UN Court / United States District Court for the Eastern District of Pennsylvania / Securities and Exchange Commission / /

Person

Learned Hand / Augustus / Shadi Dabit / Milton Pollack / Swan / Kirkpatrick / /

Position

broker / Superintendent / Senior Judge / Chief Judge / director / attorney general / Reporter / Judge / /

ProvinceOrState

New York / Pennsylvania / Oklahoma / /

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