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73rd United States Congress / Private Securities Litigation Reform Act / Scienter / Securities Act / Securities Exchange Act / Insider trading / MERS / Merrill Lynch / Pierce / Fenner & Smith / Inc. v. Dabit / Securities Litigation Uniform Standards Act / Law / United States securities law / United States Securities and Exchange Commission


Other Litigation and Legal Activity The Office of General Counsel provides legal services to the Commission concerning its law enforcement, regulatory, legislative, and adjudicatory activities. The office represents the
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Document Date: 2003-01-31 09:45:13

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Company

Dean Witter Reynolds Inc. / Pruco Life Insurance Co. / W.J. Howey Co. / Citibank N.A. / Green Tree Financial Corp. / Alloyd Holdings Inc. / Ernst & Young LLP / ETS Payphones Inc. / KPMG LLP / NASD Dispute Resolution Inc. / /

Country

United States / Greece / /

Event

Security Buyback / /

Facility

Supreme Court / /

IndustryTerm

federal law / law enforcement / legal services / /

Organization

Congress / United States Supreme Court / Private Securities Litigation Reform Act In Florida State Board of Administration / Inc.168 No court / Judicial Council of California / 165 / UN Court / Supreme Court / Wisconsin Investment Board / National Association of Securities / U.S. Securities and Exchange Commission / NASD / office of General / /

Position

broker-dealer / Counsel / Broker-Dealer Regulation / actor / chosen counsel / representative / class counsel / registered representative / stockbroker / Dealer / underwriter / Private / corporate president / judge / /

ProvinceOrState

California / /

SocialTag