Department of Labor / U.S. Senate Committee on Banking / Housing and Urban Affairs / SEC’s office of Compliance / Inspections and Examinations / SEC office of Compliance / Inspections and Examinations / Supreme Court / Securities Industry Association / Investment Adviser Association / U.S. Securities and Exchange Commission / U.S. Senate Committee on Banking / Investment Advisor Association / United States Senate / U.S. Congress / Boca Raton / Society of Chartered Financial Analysts / Investment Council Association / Mutual Fund Task Force / NASD / Research Foundation / Association for Investment Management and Research / /
Person
David Tittsworth / Lorie Richards / Raul C. Campos / Nancy M. Morris / T. George Page / Bill George / William T. George / Lori Richards / Sara Hansard / Raul Campos / Charles Paikert / Arthur Levitt / Grady G. Thomas / Howard Schilit / Charles Gasparino / /
Position
advisor / manager clients / Executive Director / Advisors / broker / large investment advisors / investment advisor / broker and the asset manager / full service broker / investment advisors / Secretary / manager overhead expense / investment manager / Governor / CPA / Chairman / policeman / firms and investment advisors / Director / Commissioner / brokerage operating model institutional brokerage commission / Soft Dollars Dear Commissioner / institutional investment advisors managing multiemployer benefit plans / /