Freiburg / Washington / D.C. / Memphis / New York City / New York / Returning / Chicago / NFA / /
Company
ICE Clear US Inc. / Kellogg / Options Clearing Corporation / Dunavant Enterprises / Other Risks Proprietary Trading / Commodity Exchange Inc. / Rosenthal Collins Group LLC / ICE Futures US Inc. / Dow McVean Capital Management LLC / NYSE Liffe US LLC / United States Treasury Securities / Chicago Mercantile Exchange Inc. / Wharton Asset Management LLC / FCM / REFCO Inc. / Heinold Commodities Inc. / Cook Industries / Louis Dreyfus Corporation / INVESTMENTS LLC / New York Mercantile Exchange Inc. / D. Subordinated Loans E. Total Capital / CME Group / CDM Investment Management LLC / Rand Financial Services Inc. / MCVEAN TRADING / /
Northwestern University / Vanderbilt University / University of Mississippi / American Institute of Certified Public Accountants / Southern Methodist University / Albert Ludwig University / /
IndustryTerm
corporate accounting / large well capitalized banks / bank websites / bank / bank depositories / computing / /
Organization
Commodity Futures Trading Commission / Albert Ludwig University / U.S. government / McVean’s Designated Self-Regulatory Organization / Designated Self-Regulatory Organization / Business Conduct Committee / Securities and Exchange Commission / U.S. Treasury / NFA Business Conduct Committee / School of Management / Chicago Board of Trade / National Futures Association / Northwestern University / U.S. Federal Deposit Insurance Corporation / University of Mississippi / Southern Methodist University / Vanderbilt University / American Institute of Certified Public Accountants / Securities Exchange Commission / /
Person
Paul F. Plescher / Michael J. Wharton / Mike Wharton / Charles D. McVean / Jr. / Charles D. McVean / John Stennis / Llewellyn Hall / Charles Dow McVean / Sr. / / /
Position
commodity trading advisors / President / Chairman and CEO / trading assistant and branch compliance officer / commodity-trading advisor / controller and vice president of corporate accounting / Vice President and Chief Financial Officer / Vice President of Compliance and Chief Compliance Officer / Member the Managing / commoditytrading advisor / VP and Chief Financial Officer / Chief Compliance Officer / Chairman / Charles McVean’s trading assistant / member / branch compliance officer / /
McVean Trading Firm Specific Risk DisclosureDOCX;2)