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Primary dealers / Financial markets / SEC Rule 10b5-1 / Stock market / House of Morgan / Securities / Citigroup / Morgan Stanley / Securities Industry and Financial Markets Association / Investment / Financial economics / Finance


Document Date: 2010-01-18 15:18:59

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Company

Morgan Stanley Smith Barney / Securities Dealers Inc. / Aegis / Special Equity Transaction Group / Citigroup / Duane Morris LLP / J.D. / Broadcom Corporation / /

Currency

USD / /

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Event

Security Buyback / /

Facility

New York Bar / Harvard College / Georgetown University / University School / UCI Campus / /

IndustryTerm

real estate / securities law / finance / /

Organization

New York Bar / New York City Bar Association / Orange County’s Next Chapter / United States Supreme Court / New York University School of Law / Legal and Compliance Division of SIFMA / New York County Lawyers Association / Georgetown University / National Association of Securities Dealers / Harvard College / /

Person

J. Frumento / Ken / Kenneth Price / Nicole Bonsness / /

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Position

practicing lawyer / arbitrator / Executive Director / Director / Speaker / Executive / Managing Director Executive / Executive Director Executive / Executive Director Executive Financial Services Morgan Stanley Smith Barney / Managing Director Executive Financial Services Morgan Stanley Smith Barney Aegis / member / /

ProvinceOrState

Orange County / /

SocialTag