Citigroup Global Markets Inc. / Morgan Stanley Prime Income Trust / Morgan Stanley China / Morgan Stanley Natural Resource Development Securities Inc. / Van Kampen Ohio / Morgan Stanley International Value Equity Fund / Morgan Stanley Mortgage Securities Trust / Morgan Stanley Liquid Asset Fund Inc. / Morgan Stanley Quality Municipal Investment Trust / Morgan Stanley India Investment Fund Inc. / Van Kampen Pennsylvania Value Municipal Income Trust / Active Assets Institutional Government Securities Trust / Van Kampen Life Investment Trust / Morgan Stanley Limited / Morgan Stanley Investment Advisors Inc. / Morgan Stanley Insured Municipal Securities / Van Kampen U.S. Government Trust / Citi Funds / Van Kampen Select Sector Municipal Trust / Morgan Stanley California Tax-Free Income Fund / U.S. Government Money Market Trust / Morgan Stanley & Co. Incorporated / Van Kampen California Value Municipal Income Trust / Morgan Stanley Dividend Growth Securities Inc. / Van Kampen Retirement Strategy Trust / Van Kampen Municipal Trust / Morgan Stanley Investment Management Inc. / P 500 Fund / MS & Co. / Morgan Stanley Series Funds / Morgan Stanley High Yield Securities Inc. / Morgan Stanley Insured California Municipal Securities / Morgan Stanley Mid Cap Growth Fund / Term Municipal Trust / Citigroup Global Markets Limited / Citibank N.A. / Active Assets California Tax-Free Trust / Morgan Stanley Municipal Income Opportunities Trust / Morgan Stanley Global Dividend Growth Securities / Active Assets Institutional Money Trust / Morgan Stanley Mid-Cap Value Fund / LMP Corporate Loan Fund Inc. / Morgan Stanley Health Sciences Trust / Van Kampen Equity Trust / Morgan Stanley Insured Municipal Bond Trust / Morgan Stanley Income Securities Inc. / Citi Trading / Van Kampen Tax Free Trust / Morgan Stanley Institutional Liquidity Funds / Morgan Stanley Insured Municipal Trust / Active Assets Tax-Free Trust / York Quality Municipal Securities / Morgan Stanley Smith Barney LLC / Universal Institutional Funds Inc. / Morgan Stanley Value Fund / Morgan Stanley Convertible Securities Trust / Morgan Stanley California Insured Municipal Income Trust / Active Assets Money Trust / Van Kampen Partners Trust / Morgan Stanley California Quality Municipal Securities / Quality Municipal Trust / Morgan Stanley Flexible Income Trust / Citigroup Alternative Investments LLC / P 500 Index Fund / Citibank International plc / Van Kampen Pennsylvania Tax Free Income Fund / Morgan Stanley Quality 2 Municipal Securities / Van Kampen Tax-Exempt Trust / Morgan Stanley European Equity Fund Inc. / Morgan Stanley Smith Barney Holdings LLC / Van Kampen Series Fund Inc. / Morgan Stanley New York Tax-Free Income Fund / Citibank Canada / Citigroup Inc. / Van Kampen Limited / non-MSSB / Van Kampen Massachusetts Value Municipal Income Trust / Van Kampen Municipal Opportunity Trust / Active Assets Government Securities Trust / Citigroup Financial Products Inc. / Morgan Stanley California Tax-Free Daily Income Trust / Morgan Stanley Quality Municipal Income Trust / Morgan Stanley Tax-Exempt Securities Trust / Fund Inc. / Morgan Stanley Small-Mid Special Value Fund / Morgan Stanley Fundamental Value Fund / Duration U.S. Government Trust / MS Funds / Morgan Stanley Capital Opportunities Trust / Morgan Stanley FX Series Funds / Morgan Stanley Insured Municipal Income Trust / Morgan Stanley Municipal Premium Income Trust / Van Kampen Senior Income Trust / Van Kampen Trust / Morgan Stanley U.S. Government Securities Trust / Morgan Stanley Special Value Fund / Morgan Stanley New York Municipal Money Market Trust / /
Country
Australia / United Kingdom / United States / Ireland / /
Division of Investment Management / Morgan Stanley Strategist Fund / Malaysia Fund / Corporate Bond Fund / Van Kampen Bond Fund / Morgan Stanley Balanced Fund / LMP Fund / Global Opportunity Bond Fund / High Yield Fund / Thai Fund / Real Estate Securities Fund / Real Estate Fund / Van Kampen Exchange Fund / Morgan Stanley International Fund / Capital Growth Fund / Van Kampen Government Securities Fund / Free Money Fund / Duration Fund / Securities and Exchange Commission / MS Fund / Van Kampen Harbor Fund / Domestic Debt Fund / Emerging Markets Debt Fund / Senior Loan Fund / Dynamic Credit Opportunities Fund / Morgan Stanley Global Advantage Fund / Van Kampen Series Fund / Morgan Stanley Special Growth Fund / Kampen Enterprise Fund / Morgan Stanley Asia-Pacific Fund / Technology Fund / Van Kampen Money Market Fund / Latin American Discovery Fund / Citi Fund / Van Kampen Comstock Fund / Morgan Stanley Institutional Fund / office of Investment Company Regulation / Morgan Stanley Focus Growth Fund / Global Infrastructure Fund / Emerging Markets Fund / Eastern Europe Fund / Share Fund / /
Person
Marianna Maffucci / Mary Kay Frech / Stefanie V. Chang Yu / Jill Ehrlich / / /
Position
president / executing broker / Secretary / investment sub-adviser / investment adviser / insurance broker / insurance agency / Attorney Adviser / investment adviser / dealer / major dealer / No director / officer / Branch Chief / MS Adviser / future investment adviser / director / officer / chairman / writer / adviser / /
Product
Venture / /
ProvinceOrState
New York / California / Maryland / Pennsylvania / Delaware / Massachusetts / /
SECURITIES AND EXCHANGE COMMISSION