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Financial system / Stock market / Registered Investment Advisor / Investment Advisers Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial adviser / Securities and Exchange Commission / Registered representative / Financial economics / United States securities law / Finance


Stanley C. Brooks and Brookstreet Securities Corp.
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Document Date: 2012-12-11 12:48:04

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City

Irvine / San Clemente / /

Company

Arthur Lipper Corp. / Gold Coast Futures Inc. / See Richard C. Spangler Inc. / Wedbush Morgan Securities Inc. / BROOKSTREET SECURITIES CORP. / /

Currency

USD / /

Event

Judicial Event / /

Organization

SECURITIES AND EXCHANGE COMMISSION Washington / D.C. / UN Court / Internal Revenue Service / Division of Enforcement / Securities and Exchange Commission / FINRA / /

Person

John Francis / H. Thomas Fehn / Orly Davidi / Carol Fox Foelak / Jeffrey L. Gibson / James E. Franklin / Molly M. White / James J. Pasztor / STANLEY C. BROOKS / Christopher A. Lowry / Gregory J. Sherwin / Ahmed Mohamed Soliman / Marshall E. Melton / Julius Shiva / Troy L. Gagliardi (Gagliardi) / Travis A. Branch / Steven I. Shrago (Shrago) / /

Position

broker-dealer / registered broker-dealer and registered investment adviser / Official Notice Official / dealer / investment adviser / sanctioning supervisor / president and CEO / investment adviser / broker / dealer / investment adviser / and penny stock bars / consultant / registered representative / adviser / /

ProvinceOrState

California / /

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