San Francisco / Boca Raton / Chatham / Houston / Cresskill / Nassau / Austin / Levittown / Plymouth / Rancho Mirage / Redwood City / Fort Worth / Toronto / St. Petersburg / Pittston / Milwaukee / George Town / Durham / St. Louis / Irvine / Tustin / Seattle / Equity Plaza / Cynwyd / Boston / Phoenix / Cambridge / Los Angeles / Melville / San Ramon / New Canaan / Chicago / York / White Plains / Ocala / Wall St. / Dallas / Buffalo / Madison Ave. / Wellsboro / Buchanan / Philadelphia / San Mateo / Pittsford / Columbus / Vancouver / Bloomington / Cary / Irving / Cupertino / Plano / State St. / Norcross / Cranberry Township / Dublin / Bedford / Naperville / New York / Newport Beach / Fort Lauderdale / Madison / Ardmore / Ridgeland / Wilmington / Miami / Hiawatha / Grand Cayman / San Diego / Fifth Fl. / SMB / S. Church / Americas / Canton / Second Fl. / Beverly Hills / Old Greenwich / Richmond / Grand / /
Company
Vardon Focus Fund L.P. / Securities Offerings TurnMark Partners L.P. / NY 10036 Partnership / Partners LLC / RG Capital Investors L.P. / Harch Capital Management Inc. / PA 19057 WorldSage Inc. / Berens Capital Management GP Ltd. / Waterstone Capital Advisors LLC / Bain Capital Partners Europe III L.P. / Cayman Islands Vardon International Ltd. / NY 10001 SPC Partners / Zenkel Schoenfeld LLC / Delaware Horticulture Assessment Services Inc. / Focus Fund International Ltd. / California Franklin Square Investment Corporation / Eventus Capital Group Management LLC / GA 30092 Partnership / IL 60605 Partnership / Patriot Financial Partners L.P. / Delaware Marathon New Global Fund plc / Nevada Stylos Asia Partners LP / Cayman Islands Jennison Multi Alpha Offshore Fund Ltd. / American Capital Endeavor Management LLC / FL 33487 Partnership / MA 02199 Partnership / CA 94104 Partnership / Singapore 049705 Partnership / NY 10604 Gemini Tinley Park S LLC / NY 10019 Partnership / Sparks NV / WA 98101 Partnership / Delaware WPE Holdings Inc. / NY 10022 Northeast Securities Inc. / DV Premium Finance GP LLC / GP VII LLC / CA 94941 Partnership / Delaware Tiger Veda Ltd. / Ireland Marshall Funds Inc. / Private Equity IV LLC / Potranco Limited GP LLC / Vardon Capital L.L.C. / Stylos GP LLC / NY 10005 Partnership / Cayman Islands Bain Capital Europe Fund III L.P. / TX 77005 Partnership / The Smart Pill Corporation / Opportunity Capital Partners LP / Delaware Horticulture Asset Management Inc. / Patriot Financial Partners Parallel L.P. / Saganopack Capital Management LP / Investment Company LLC / Cayman Islands Radcliffe Offshore Investors SPC Ltd. / DV Premium Finance Lender L.P. / HCM Credit Opportunity Offshore Fund Ltd. / Delaware American Capital Endeavor LP / Delaware Essex Ridge Multi-Strategy LLC / Bain Capital Investors LLC / Cayman Islands Wareland Capital Partners LLC / Dawson S LLC / HG Foods LLC / CA 92122 Raymond James & Associates Inc. / Walkers SPV Limited / Maples Corporate Services Limited / P.O. Box 31910 / California Quintessence Biosciences Inc. / PA 19004 Partnership / California Royal Palm Capital Opportunity Limited Partnership / Blue Heron Partners / Protected Investors of America / Resource Financial Institutions Group Inc. / Canada London Bridge Entertainment Partners LLC / RWT LLC / M-1 Onshore L.P. / Swander Pace Capital IV L.P. / Reveal Imaging Technologies / Flatbush Watermill LLC / Delaware FW3 LP / GlobeOp Financial Services (Cayman) Limited / Delaware ITAU USA Securities Inc. / Sage Financial Advisors L.L.C. / Capstone Fund Services LLC / Macquarie Real Estate Inc. / NY 10153 Partnership / Alchemy Investment Management Pte. Ltd. / AZ 85016 Partnership / Asian Century Quest Smaller Companies Offshore Fund Ltd. / Corriente Advisors LLC / NY 11962 Partnership / BROKERS Airlink Mobile Inc. / America Investors Company Inc. / Pacific Investment Management Company LLC / Wisconsin SoNu Beverages LLC / Vision Opportunity Capital LLC / Delaware Roth Capital Partners LLC / Delaware Essex Ridge Large Cap LLC / EverKey Global Partners Limited / Delaware Miramar Therapeutics Inc. / Patriot Financial Partners GP LLC / Delaware Horticulture Financial Services Inc. / Guidance Capital TE GP Ltd. / Delaware DiFiglia Partners (Cayman) Ltd. / Delaware 88 Financial Goal Securities Inc. / BC Europe III Private Investors L.P. / British West Indies Summit Water Development LLC / CA 90017 Partnership / Delaware Potranco Limited L.P. / Guidance Black Terrain Fund L.P. / Coolwater Finance Fund L.P. / Investors Fund Services (Ireland) Limited / Linux Gold Corp. / CT 06870 Partnership / TX 76102 Partnership / Fund LLC / NC 27701 Partnership / Delaware Calamos Financial Services LLC / LMK Capital Management LLC / MA 02142 Partnership / Delaware Weather Girl LLC / Canada LSY Inc. / TurnMark Capital LLC / Contrarian Institute LLC / NJ 07928 Partnership / Makeover Solutions Inc. / Dow L.P. / Morgan Stanley Fund Services (Cayman) Ltd. / MD 20814 Partnership / Maryland Franklin Templeton International Trust / Securities Offerings Macquarie Commercial Real Estate Debt Fund LP / Apple Valley Capital LLC / Cayman Islands Zumbox Inc. / TX 75075 Partnership / DE 19801 Hatteras Venture Affiliates II LP / Guidance Capital GP LLC / TX 78746 Partnership / M-1 Offshore L.P. / Cayman Islands Saganopack Fund LP / EverKey Global Fund LP / Delaware Norgay Investments LLC / NY 10110 Partnership / DE 19801 Partnership / PA 16066 CBLPath Holdings Corporation / Capital Management Inc. / Delaware Essex Ridge Long/Short Equities LLC / Admiral Administration Ltd. / CA 90027 William Penn Bancorp Inc. / MN 55447 Partnership / Coolwater Capital Management LLC / Delaware Citizens & Northern Corporation / Saganopack Capital Management GP LLC / Royal Palm Investment Management Company LLC / NY 10604 Partnership / Day One Centers Inc. / Cayman Limited / NY 10003 Guidance Alpha Transfer TE Fund L.P. / TX 75062 Landmark Bancorp Inc. / Delaware LMS Medical Systems Inc. / PA 19023 Partnership / Eventus Capital Group Limited Partnership / Wisconsin Metropolitan BancGroup Inc. / CA 90210 EverKey Global Offshore Fund Limited / Hatteras Venture Advisors III LLC / Selkirk GP LLC / Radcliffe Domestic Investors L.P. / Summit Water Asset Management LLC / Pennsylvania Contrarian Partners L.P. / NJ 07626 AMDL Inc. / IV L.P. / FL 33306 Partnership / Delaware Essex Ridge Small Cap LLC / Home Holdings Inc. / Delaware Instrumentals Inc. / /
Continent
Americas / /
Country
Columbia / Bahamas / Cayman Islands / Canada / /
Event
Business Partnership / /
Facility
One Franklin Plaza / Mill Valley / Calamos Court / N. Federal Highway / Institute Lane / Thurmond Mall / Arch St. / LLC Aquiline Resources Inc. Exchange Tower / /
MarketIndex
Dow 30 / /
OperatingSystem
Linux / /
Organization
c/o Spectrum Global Fund Administration / Waterstone Market Neutral Offshore Fund / Ltd. c/o Spectrum Global Fund Administration / New York Northern Property Fund / Anchorage Centre / LLC Waterstone Market Neutral Fund / LLC Guidance Black Terrain TE Fund / Florida Templeton Institutional Funds Foreign Smaller Companies Series c/o Legal-Blue Sky Department / Calamos Court / LLC HCM Credit Opportunity Fund / Texas Hope / NYLIM Institutional Floating Rate Collective Fund / California Franklin Square Investment Corporation Cira Centre / L.P. Cire Centre / Franklin India Growth Fund / Iowa Alchemy India Fund / NYLIM Institutional High Yield Collective Fund / Canada Sage Opportunity Fund / Opportunities Fund / Delaware Redwood Opportunity Fund / Towne Centre / Iveagh Court / Inc. NYLIM Institutional Emerging Market Debt Collective Fund / Delaware Xela Taiwan Fund / Delaware Jennison Equity Extension Offshore Fund / Ltd. Guidance Black Terrain Fund / Asian Century Quest Smaller Companies Offshore Fund / MIT / Newport Center / Collective Fund / Canada Asian Century Quest Smaller Companies Fund / Cypress Funds LLC EverKey Global Fund / Inc. HCM Credit Opportunity Offshore Fund / Access Fund / /
Person
J. Matthew Dalton / Larry Williams Darlings / Bethesda / Mark Steffen Berens African / /
Position
E. John Carpenter / General Business Law / King / Walker / Private / /
Product
Cayman / Quest / SC / /
ProgrammingLanguage
FL / /
ProvinceOrState
Ohio / British Columbia / South Carolina / California / Ontario / Texas / Wisconsin / Illinois / Pennsylvania / Delaware / Iowa / Massachusetts / Minnesota / New York / Connecticut / Washington / Michigan / Missouri / Mississippi / Maryland / Florida / North Carolina / /
SECURITIE S OFFERINGS STATE NOTICES Published pursuant to provisions of General Business Law [Art. 23-A, §359-e(2)]