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73rd United States Congress / United States Securities and Exchange Commission / Finance / Financial services / New Deal / Securities Act / Broker-dealer / Financial economics / United States securities law / Financial system


ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: *
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Document Date: 2011-05-06 13:38:27

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File Size: 59,58 KB

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Company

NYLife Securities LLC / S.L. / NASD Inc. / /

Currency

USD / /

Event

Business Partnership / Debt Financing / /

Facility

Circuit Court / /

Organization

UN Court / Circuit Court for Baltimore City / NASD / Securities Division / /

Person

SUK KU LIM / Melanie Senter Lubin / /

Position

Maryland Securities Commissioner / representative / investment representative / Attorney General / general securities representative / SECURITIES COMMISSIONER / Commissioner / investment adviser / /

ProvinceOrState

Maryland / Virginia / /

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