Enron / MSRB / Public Resources Advisory Group / Public Resource Advisory Group / Financial Industry Regulatory Authority / Public Resources Advisor Group / Public Sector Assurance Services / WorldCom / Sarbanes-Oxley / Navina Asset Management / /
Country
United States / /
Currency
USD / /
Event
Product Release / Debt Financing / /
Facility
Georgia State University / /
IndustryTerm
advisory services / bank representatives / regulatory utilities / securities law liability / rule maker / market surveillance systems / investment banking / municipal finance industry / derivative advisory services / online muni-bond check list / resources advisory / financial advisory services / law firms / bank regulators / dedicated rule maker / gig brokers / appropriate bank regulators / retail investors / federal law / retail investment / /
Organization
SIFMA / U.S. Securities and Exchange Commission / FINRA / Georgia State University / Securities and Exchange Commission / Federal Aviation Administration / Independent Regulatory Organization / Government Accounting Standards Board / Department of the Treasury / Municipal Securities Rulemaking Board / Congress / D.C. Water and Sewer Authority / Budget Finance Committee / /
Person
Benjamin Asher / Tom Selman / Thomas Selman / Bartley Hildreth / Nancy Kopp / Martha Haines / David Bean / Timothy Firestine / David Jones / Leslie Norwood / Lynnette Hotchkiss / John Cross / Derek Wolff / Ben Asher / Elisse Walter / /
Position
advisor / Executive Director / regulation requiring municipal advisors / co head of municipal securities / broker / municipal advisors / managing director and associate general counsel / executive vice president for regulatory policy / municipal security dealer / Dealer advisors / and the previously unregulated municipal advisors / swap advisor / broker dealer / solicitor / GIC broker / Managing Director / rulebook regulating dealer / Vice President and Senior Research Analyst / independent financial advisors / investors and independent municipal advisors / non dealer municipal advisors / dealer / non broker dealer municipal advisors / executive director of regulatory policy / Chief Administrator Officer / Montgomery County / Executive Vice President / Regulator Policy / senior managing director / advisors / dealer members / independent financial advisor / muni advisors / Speaker / State Treasurer / Professor of Public Management and Policy / General Counsel / Associate Tax Legislative Counsel / municipal financial advisor / swap advisors / Director Of Research and Technical Activities / Commissioner / municipal advisor / National Managing Partner / Chair / broker advisors / senior managing director of public resources advisory group / non dealer / Chief Administrator Officer / /
Date of Event: December 07, 2010 Play recording Duration of Recording: 3 hrs 35 min. Transcript: Field Hearing On The State Of The Municipal Securities