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September 5, 2014 Chairman of the Board JOHN DALEY Stifel Nicolaus Dallas, TX President & CEO
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Document Date: 2014-09-11 11:14:28


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City

Kansas City / Dallas / Los Angeles / Cleveland / Toronto / Boston / New York / Chicago / St. Louis / /

Company

Prime Executions Inc. / DOUG CLARK ITG Canada Corp. / M. PADALA Brean Capital / KS Past / /

Country

United States / /

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Organization

JAMES TOES Security Traders Association New York / PITTSBURGH STOCK & BOND ASSOCIATION / MINNESOTA SECURITY DEALERS ASSOCIATION / SECURITY TRADERS ASSOCIATION OF FLORIDA GEORGIA SECURITIES ASSOCIATION / Security Traders Association / INVESTMENT TRADERS ASSOCIATION OF PHILADELPHIA / MONTREAL INSTITUTIONAL EQUITY TRADERS ASSOC. / SECURITY TRADERS ASSOCIATION OF ST. LOUIS / SECURITY TRADERS ASSOCIATION OF PORTLAND / SECURITY TRADERS ASSOCIATION OF CHICAGO SECURITY TRADERS ASSOCIATION OF CONNECTICUT / Market Structure Advisory Committee / SECURITY TRADERS ASSOCIATION OF LOS ANGELES / SECURITY TRADERS ASSOCIATION MID-SOUTH SECURITY DEALERS ASSOCIATION / U.S. Securities and Exchange Commission / SECURITY TRADERS ASSOCIATION OF WISCONSIN / Advisory Committee / KANSAS CITY SECURITIES ASSOCIATION / /

Person

Murphy / Mary Jo White / MIKE RASK / GEFFREY GIOIA / JOHN RUSSELL / TOM CARTER / Franklin Templeton / JON SCHNEIDER ITG / TIM CASEY / MATT BILLINGS / KANE KCG / E. MASON JP / FREDERIC E. MASON / JAMES TOES / /

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Position

Chairman / NY Vice Chairman / ADVISORS / Commissioner / Treasurer / Chair / TX President & CEO / Secretary / Chairman of the Board / /

ProvinceOrState

New York / /

URL

http /

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