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SEC Complaint: Secure Capital Funding Corporation, Bertram A. Hill, PP and M Trade Partners, and Kiavanni Pringle
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Document Date: 2011-02-22 17:40:04

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File Size: 2,92 MB

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City

Anaheim / Bank / Elkhart / Brandon / Metheun / /

Company

Red Bank / JP Morgan / PP&M TRADE PARTNERS / JP Morgan Chase / Secured Trust / Transmit Investor Funds / Merrill Lynch / Secure Trust / Fictitious Securities / Investors 8 / Secure Capital Funding Corporation / Financial Industry Regulatory Authority / CIVIL ACTION NO. SECURE CAPITAL FUNDING CORPORATION / /

Country

Switzerland / Latvia / United States / Panama / United Kingdom / Jamaica / /

Currency

USD / /

Event

Debt Financing / Judicial Event / Legal Issues / Funding / Person Communication and Meetings / M&A / /

Facility

West Ayers Building / /

/

IndustryTerm

on-line account access / interstate telephone calls / wealth management services / transportation / bank account / retail broker / retail brokers / private banking / /

Organization

U.S. SECURITIES AND EXCHANGE COMMISSION / Swiss Financial Markets Supervisory Authority / /

Person

Bertram Augustus Hill / Kiavanni Pringle / J. ANDREW RUYMANN / Duane K. Thompson / /

/

Position

Attorney / officer and director / Local Counsel / Assistant U.S. Attorney / school teacher / registered representative / retail broker / /

ProvinceOrState

New Jersey / Indiana / Delaware / Florida / California / Massachusetts / /

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